SFC Licences of MICHAEL Benjamin Ross Wallington

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Morgans (Hong Kong) Limited	RO	4	21 March 2023
Morgans (Hong Kong) Limited	RO	1	21 March 2023
J.P. Morgan Broking (Hong Kong) Limited	RO	5	15 August 2018	25 September 2020
J.P. Morgan Broking (Hong Kong) Limited	RO	4	15 August 2018	25 September 2020
J.P. Morgan Broking (Hong Kong) Limited	RO	2	15 August 2018	25 September 2020
J.P. Morgan Broking (Hong Kong) Limited	RO	1	15 August 2018	25 September 2020
J.P. Morgan Broking (Hong Kong) Limited	RE	4	02 March 2018	15 August 2018
J.P. Morgan Broking (Hong Kong) Limited	RE	1	02 March 2018	15 August 2018
J.P. Morgan Broking (Hong Kong) Limited	RE	4	19 June 2012	23 November 2015
J.P. Morgan Broking (Hong Kong) Limited	RE	1	19 June 2012	23 November 2015
J.P. Morgan Broking (Hong Kong) Limited	RE	5	15 November 2011	15 August 2018
J.P. Morgan Broking (Hong Kong) Limited	RE	2	15 November 2011	15 August 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	07 May 2010	16 August 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	07 May 2010	16 August 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	07 May 2010	16 August 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	03 April 2007	24 March 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	10 August 2005	10 March 2006