SFC Licences of TSUI Dick Yee, Daisy 徐狄怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| VC Asset Management Limited 滙盈資產管理有限公司 | RO | 9 | 30 May 2019 | |
| VC Brokerage Limited 滙盈證券有限公司 | RO | 4 | 30 May 2019 | |
| VC Brokerage Limited 滙盈證券有限公司 | RO | 1 | 30 May 2019 | |
| VC Asset Management Limited 滙盈資產管理有限公司 | RE | 9 | 08 April 2019 | 30 May 2019 |
| VC Brokerage Limited 滙盈證券有限公司 | RE | 4 | 08 April 2019 | 30 May 2019 |
| VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 08 April 2019 | 30 May 2019 |
| Aevitas Securities Limited 大錦證券有限公司 | RO | 1 | 24 January 2019 | 04 April 2019 |
| Aevitas Securities Limited 大錦證券有限公司 | RO | 9 | 08 January 2019 | 04 April 2019 |
| Aevitas Securities Limited 大錦證券有限公司 | RO | 4 | 08 January 2019 | 04 April 2019 |
| SP Securities Limited 中盈證券有限公司 | RO | 4 | 24 July 2018 | 01 January 2019 |
| SP Securities Limited 中盈證券有限公司 | RO | 9 | 13 February 2018 | 01 January 2019 |
| SP Securities Limited 中盈證券有限公司 | RE | 1 | 16 January 2018 | 01 January 2019 |
| SP Securities Limited 中盈證券有限公司 | RE | 4 | 16 January 2018 | 24 July 2018 |
| SP Securities Limited 中盈證券有限公司 | RE | 9 | 16 January 2018 | 13 February 2018 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 | RO | 9 | 28 July 2017 | 18 December 2017 |
| Kirin Securities Limited 麒麟證券有限公司 | RE | 4 | 14 June 2017 | 18 December 2017 |
| Kirin Securities Limited 麒麟證券有限公司 | RE | 1 | 14 June 2017 | 18 December 2017 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 | RE | 9 | 30 September 2016 | 28 July 2017 |
| KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RE | 1 | 26 March 2014 | 31 August 2016 |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 9 | 15 August 2013 | 28 February 2014 |
| GCAM Limited 國采資產管理有限公司 | RE | 9 | 13 November 2012 | 30 June 2013 |
| Stand Rich Asset Management Limited 庫立資產管理有限公司 | RE | 9 | 20 August 2012 | 08 October 2012 |