SFC Licences of CHEN Kai Yun 陳凱筠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 15 October 2021 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 15 October 2021 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 15 January 2018 | 09 July 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 15 January 2018 | 09 July 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 15 January 2018 | 09 July 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 15 November 2013 | 28 March 2015 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 15 November 2013 | 28 March 2015 |
| Paulson Asia Limited | RE | 1 | 14 November 2012 | 28 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 August 2005 | 28 September 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 August 2005 | 28 September 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 16 August 2005 | 28 September 2009 |
| Merrill Lynch Far East Limited | RE | 1 | 16 August 2005 | 28 September 2009 |
| Merrill Lynch Far East Limited | RE | 4 | 16 August 2005 | 28 September 2009 |
| Merrill Lynch Far East Limited | RE | 6 | 16 August 2005 | 28 September 2009 |