SFC Licences of SHUM Ko Chi 沈高智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 12 September 2005 | 20 March 2006 |