SFC Licences of LOONG Chee Wei
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 November 2012 | 23 January 2015 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 03 July 2007 | 01 November 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 27 January 2006 | 17 June 2006 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 15 August 2005 | 16 August 2005 |