SFC Licences of YE Mingyuan 叶鳴遠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CCB International Securities Limited 建銀國際證券有限公司	RO	4	13 April 2022
CCB International Securities Limited 建銀國際證券有限公司	RO	1	13 April 2022
CCB International Securities Limited 建銀國際證券有限公司	RE	4	08 June 2021	13 April 2022
CCB International Securities Limited 建銀國際證券有限公司	RE	1	08 June 2021	13 April 2022
Valuable Capital Limited 華盛資本証券有限公司	RO	4	25 March 2021	06 May 2021
Valuable Capital Limited 華盛資本証券有限公司	RO	1	25 March 2021	06 May 2021
Valuable Capital Limited 華盛資本証券有限公司	RE	4	20 January 2021	25 March 2021
Valuable Capital Limited 華盛資本証券有限公司	RE	1	20 January 2021	25 March 2021
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	4	11 December 2019	27 October 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	1	07 May 2018	27 October 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	4	02 November 2017	11 December 2019
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	1	02 November 2017	07 May 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	29 June 2010	25 June 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	03 November 2009	29 March 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	15 August 2005	19 May 2006