SFC licenceholder AMJ331 LEUNG Ming Hym, Wyndham 梁鳴謙

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 11 October 2016 01 June 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [9] (Asset Management) 20 May 2016 03 June 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 12 July 2011
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 12 July 2011 10 October 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE [2] (Dealing in Futures Contracts) 21 July 2008 11 March 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE [1] (Dealing in Securities) 27 February 2008 11 March 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 22 August 2005 29 November 2007