SFC Licences of LEUNG Ming Hym, Wyndham 梁鳴謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 05 March 2024 | |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 05 March 2024 | |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 23 January 2024 | |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 01 June 2019 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 20 May 2016 | 03 June 2019 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 12 July 2011 | 09 September 2023 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 12 July 2011 | 10 October 2016 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 21 July 2008 | 11 March 2009 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 27 February 2008 | 11 March 2009 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 7 | 22 August 2005 | 29 November 2007 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 22 August 2005 | 29 November 2007 |