SFC Licences of LEE SHYU Mei-Lan 徐美蘭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 14 August 2017 | 12 October 2019 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 14 August 2017 | 12 October 2019 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RO | 2 | 26 September 2016 | 14 August 2017 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 1 | 20 May 2014 | 14 August 2017 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 01 April 2014 | 26 September 2016 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 01 April 2014 | 20 May 2014 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 10 February 2014 | 01 April 2014 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 1 | 28 June 2013 | 09 February 2014 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 14 January 2010 | 28 June 2013 |
HSBC Securities (Asia) Limited | RE | 1 | 19 August 2005 | 14 November 2005 |