SFC Licences of LIN Xin 林鑫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
VTB Capital Hong Kong Limited RO 4 22 April 2015 21 July 2016
VTB Capital Hong Kong Limited RO 1 22 April 2015 21 July 2016
VTB Capital Hong Kong Limited RO 6 12 January 2015 21 July 2016
VTB Capital Hong Kong Limited RE 6 12 November 2013 12 January 2015
VTB Capital Hong Kong Limited RE 4 10 April 2013 22 April 2015
VTB Capital Hong Kong Limited RE 1 10 April 2013 22 April 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 08 January 2010 01 December 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 08 January 2010 01 December 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 01 December 2012
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 15 August 2005 29 September 2008
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RE 1 15 August 2005 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 15 August 2005 07 December 2005