SFC Licences of LIN Xin 林鑫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
VTB Capital Hong Kong Limited | RO | 4 | 22 April 2015 | 21 July 2016 |
VTB Capital Hong Kong Limited | RO | 1 | 22 April 2015 | 21 July 2016 |
VTB Capital Hong Kong Limited | RO | 6 | 12 January 2015 | 21 July 2016 |
VTB Capital Hong Kong Limited | RE | 6 | 12 November 2013 | 12 January 2015 |
VTB Capital Hong Kong Limited | RE | 4 | 10 April 2013 | 22 April 2015 |
VTB Capital Hong Kong Limited | RE | 1 | 10 April 2013 | 22 April 2015 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 08 January 2010 | 01 December 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 08 January 2010 | 01 December 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 01 December 2012 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 15 August 2005 | 29 September 2008 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 15 August 2005 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 15 August 2005 | 07 December 2005 |