SFC Licences of TAN Shiming 談世銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 4 | 08 May 2023 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 2 | 08 May 2023 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 1 | 08 May 2023 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 24 April 2023 | 08 May 2023 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 24 April 2023 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 27 July 2015 | 08 May 2023 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 27 July 2015 | 08 May 2023 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 29 December 2008 | 11 March 2011 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 15 August 2005 | 28 May 2007 |