SFC Licences of YU Wai Kwan, Tina 余慧君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Geomatrix (H.K.) Limited 世確(香港)有限公司 | RE | 9 | 14 October 2009 | 13 June 2011 |
Geomatrix (H.K.) Limited 世確(香港)有限公司 | RE | 4 | 14 October 2009 | 13 June 2011 |
Oasis Management (Hong Kong) | RE | 9 | 27 July 2007 | 09 February 2009 |
Oasis Management (Hong Kong) | RE | 5 | 27 July 2007 | 09 February 2009 |
Oasis Management (Hong Kong) | RE | 4 | 27 July 2007 | 09 February 2009 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 09 January 2006 | 25 May 2007 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 09 January 2006 | 25 May 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 09 January 2006 | 25 May 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 January 2006 | 25 May 2007 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 18 August 2005 | 02 November 2005 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 18 August 2005 | 02 November 2005 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 18 August 2005 | 02 November 2005 |