SFC Licences of JACOEL Suzi-kay
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Senrigan Capital Group Limited | RE | 9 | 11 May 2011 | 01 July 2015 |
UBS Securities Asia Limited | RE | 1 | 01 September 2010 | 09 April 2011 |
Zeal Asset Management Limited 行健資產管理有限公司 | RE | 9 | 13 October 2009 | 25 August 2010 |
Zeal Asset Management Limited 行健資產管理有限公司 | RE | 4 | 13 October 2009 | 25 August 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 28 March 2007 | 20 November 2008 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 28 March 2007 | 20 November 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 18 August 2005 | 20 November 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 August 2005 | 20 November 2008 |