SFC Licences of NG Wa Kai 吳華佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Gainwell Securities Company Limited 敬威証券有限公司 | RE | 1 | 02 June 2006 | 01 August 2008 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 30 September 2005 | 27 May 2006 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 30 September 2005 | 27 May 2006 |