SFC licenceholder AMJ565 CHIANG Feng-nien 蔣豐年

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 26 September 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [7] (Providing Automated Trading Services) 26 April 2010 29 April 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [1] (Dealing in Securities) 19 May 2008 29 April 2011
Merrill Lynch (Asia Pacific) Limited RE [7] (Providing Automated Trading Services) 22 October 2007 12 April 2008
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities) 22 August 2005 12 April 2008