SFC Licences of CHIANG Feng-nien 蔣豐年
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 26 September 2011 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 26 April 2010 | 29 April 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 May 2008 | 29 April 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 22 October 2007 | 12 April 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 August 2005 | 12 April 2008 |