SFC Licences of SO Petrina Pui Yan 蘇佩恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 08 October 2010 | 29 April 2011 |
MainFirst Securities Hong Kong Limited | RE | 4 | 19 March 2010 | 12 July 2010 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 07 June 2007 | 08 August 2008 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 18 August 2005 | 08 August 2008 |