SFC Licences of CHOI PARK Jae Won 崔朴在元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Bradesco Securities Hong Kong Limited | RO | 4 | 13 January 2017 | |
Bradesco Securities Hong Kong Limited | RO | 1 | 13 January 2017 | |
Bradesco Securities Hong Kong Limited | RE | 4 | 27 March 2014 | 13 January 2017 |
Bradesco Securities Hong Kong Limited | RE | 1 | 27 March 2014 | 13 January 2017 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 17 August 2010 | 28 November 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 11 June 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 15 May 2008 | 29 September 2008 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 18 August 2005 | 12 April 2008 |