SFC Licences of SHI Xiaoni 史曉妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Apax Partners Hong Kong Limited | RO | 1 | 16 October 2019 | |
| Campbell Lutyens Asia Pacific Limited 思誠亞太有限公司 | RE | 1 | 28 August 2013 | 31 May 2018 |
| Shining Capital Management Hong Kong Limited 尚心資本管理香港有限公司 | RE | 9 | 27 September 2011 | 30 July 2013 |
| FLAG Squadron Asia Limited | RE | 9 | 24 May 2010 | 15 April 2011 |
| FLAG Squadron Asia Limited | RE | 4 | 24 May 2010 | 15 April 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 August 2005 | 08 August 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 22 August 2005 | 08 August 2006 |
| Merrill Lynch Far East Limited | RE | 1 | 22 August 2005 | 08 August 2006 |
| Merrill Lynch Far East Limited | RE | 4 | 22 August 2005 | 08 August 2006 |
| Merrill Lynch Far East Limited | RE | 6 | 22 August 2005 | 08 August 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 22 August 2005 | 08 August 2006 |