SFC Licences of CASTILLO Eric Alberto
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Asia Securities Limited | RE | 1 | 13 November 2020 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 24 February 2014 | 22 November 2017 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 24 June 2008 | 24 February 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 24 June 2008 | 24 February 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 05 June 2008 | 24 February 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 05 June 2008 | 24 February 2010 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 28 November 2006 | 23 November 2009 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 22 August 2005 | 23 November 2009 |