SFC Licences of HE Yanyan 何燕燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 23 December 2006 | 11 February 2009 |
Merrill Lynch Far East Limited | RE | 1 | 22 August 2005 | 28 November 2006 |
Merrill Lynch Far East Limited | RE | 4 | 22 August 2005 | 28 November 2006 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 22 August 2005 | 28 November 2006 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 22 August 2005 | 28 November 2006 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 August 2005 | 28 November 2006 |
Merrill Lynch Far East Limited | RE | 6 | 22 August 2005 | 28 November 2006 |