SFC Licences of LIU Frederick Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RE | 9 | 19 July 2018 | |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RE | 4 | 19 July 2018 | |
| Harbert Asian Fund Advisors, Limited | RO | 9 | 24 August 2011 | 13 June 2015 |
| INV Partners Limited | RE | 9 | 01 September 2010 | 26 January 2011 |
| MY.Alpha Management HK Advisors Limited | RE | 9 | 31 October 2007 | 31 January 2009 |
| Sandell Asset Management Asia Limited | RE | 4 | 03 October 2005 | 09 February 2007 |