SFC Licences of SINGHAL Shelly Sean
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 9 | 23 September 2008 | 15 April 2009 |
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 23 September 2008 | 15 April 2009 |
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 1 | 29 July 2008 | 15 April 2009 |
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 9 | 04 June 2008 | 15 April 2009 |
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 | RO | 9 | 17 October 2007 | 04 June 2008 |
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 | RE | 2 | 24 August 2005 | 04 June 2008 |