SFC Licences of SINGHAL Shelly Sean

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 9 23 September 2008 15 April 2009
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 23 September 2008 15 April 2009
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 1 29 July 2008 15 April 2009
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 9 04 June 2008 15 April 2009
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 RO 9 17 October 2007 04 June 2008
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 2 24 August 2005 04 June 2008