SFC Licences of LI Chi Hong 李志航

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Topaz Financial Group Limited 瑭明金融集團有限公司 RE 4 16 July 2019
Topaz Capital Management Limited 瑭明資本管理有限公司 RE 9 13 June 2018
Topaz Financial Group Limited 瑭明金融集團有限公司 RE 2 06 September 2016
Topaz Financial Group Limited 瑭明金融集團有限公司 RE 1 06 September 2016
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 24 August 2005 10 August 2016
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 24 August 2005 10 August 2016