SFC Licences of LI Chi Hong 李志航
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 4 | 16 July 2019 | |
Topaz Capital Management Limited 瑭明資本管理有限公司 | RE | 9 | 13 June 2018 | |
Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 2 | 06 September 2016 | |
Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 1 | 06 September 2016 | |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 24 August 2005 | 10 August 2016 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 24 August 2005 | 10 August 2016 |