SFC Licences of ZU SAYN-WITTGENSTEIN BERLEBURG Sebastian Fredrik
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RO | 6 | 28 March 2013 | 02 April 2013 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RO | 6 | 04 January 2012 | 02 April 2013 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 04 June 2010 | 04 January 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 August 2005 | 24 November 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 25 August 2005 | 24 November 2008 |