SFC Licences of DARDIS Shane
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 14 June 2006 | 14 April 2007 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 14 June 2006 | 14 April 2007 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 16 September 2005 | 29 May 2006 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 29 August 2005 | 02 September 2005 |