SFC Licences of WONG Hiu Man 王曉敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Dragon Legend Capital Limited 龍譽資本有限公司 RO 9 02 March 2023
Dragon Legend Capital Limited 龍譽資本有限公司 RO 4 02 March 2023
Dragon Legend Capital Limited 龍譽資本有限公司 RO 1 02 March 2023
Dragon Legend Capital Limited 龍譽資本有限公司 RE 4 20 December 2022 02 March 2023
Dragon Legend Capital Limited 龍譽資本有限公司 RE 1 20 December 2022 02 March 2023
Dragon Legend Capital Limited 龍譽資本有限公司 RE 9 25 October 2022 02 March 2023
Black Dragon Asset Management Limited 玄龍資產管理有限公司 RO 9 27 July 2011 07 October 2022
Black Dragon Asset Management Limited 玄龍資產管理有限公司 RO 4 27 July 2011 24 May 2013
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 11 August 2008 24 April 2009
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RE 4 28 January 2008 19 October 2010
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RE 9 10 July 2007 19 October 2010
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 1 15 February 2006 24 April 2009
AP Asset Management (HK) Limited RE 9 25 October 2005 05 January 2006
AP Asset Management (HK) Limited RE 4 25 October 2005 05 January 2006
AP Asset Management (HK) Limited RE 1 25 October 2005 05 January 2006