SFC Licences of NG Siu Ngong 吳少昂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 4 | 16 May 2006 | 17 May 2006 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 1 | 16 May 2006 | 17 May 2006 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 02 November 2005 | 09 December 2005 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 24 August 2005 | 09 December 2005 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 24 August 2005 | 09 December 2005 |