Licences of SFC licenceholder AMK015 FESCHET Xavier, Boris

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RO 1 19 December 2019
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RE 1 23 August 2019 19 December 2019
UBS Securities Asia Limited
RO 1 03 May 2018 25 May 2019
UBS Securities Hong Kong Limited
RO 1, 2 19 December 2016 25 May 2019
UBS Securities Asia Limited
RO 2 19 January 2016 25 May 2019
UBS Securities Hong Kong Limited
UBS Derivatives Hong Kong Limited
RO 1 19 January 2016 18 December 2016
UBS Securities Asia Limited
RE 1 10 April 2012 03 May 2018
UBS Securities Hong Kong Limited
UBS Securities Asia Limited
UBS Derivatives Hong Kong Limited
RE 1 10 April 2012 19 January 2016
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司
RE 1, 2 14 March 2011 20 March 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RE 1 25 May 2007 03 December 2010
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司
RE 1 29 August 2005 03 December 2010