SFC Licences of LEE Chun Wai 李俊葦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Vantum Asset Management Limited 雋一資產管理有限公司 RO 9 10 May 2021 13 May 2021
Vantum Asset Management Limited 雋一資產管理有限公司 RO 4 23 November 2018 13 May 2021
Vantum Asset Management Limited 雋一資產管理有限公司 RE 9 26 July 2018 10 May 2021
Vantum Asset Management Limited 雋一資產管理有限公司 RE 4 26 July 2018 23 November 2018
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 RO 2 20 June 2018 31 July 2020
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 RO 1 20 June 2018 31 July 2020
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 RE 2 01 March 2018 20 June 2018
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 RE 1 01 March 2018 20 June 2018
Emperor Securities Limited 英皇證券有限公司 RE 4 29 January 2016 07 February 2018
Emperor Futures Limited 英皇期貨有限公司 RE 5 29 January 2016 07 February 2018
Emperor Wealth Management Limited 英皇財富管理有限公司 RE 1 25 July 2011 07 February 2018
Emperor Securities Limited 英皇證券有限公司 RE 1 29 August 2005 07 February 2018
Emperor Futures Limited 英皇期貨有限公司 RE 2 29 August 2005 07 February 2018