SFC Licences of CHAN King Wang 陳景宏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RO 4 21 June 2023
CMB International Global Markets Limited 招銀國際環球市場有限公司 RO 1 01 August 2018 05 May 2022
CMB International Securities Limited 招銀國際證券有限公司 RO 1 01 August 2018
CMB International Futures Limited 招銀國際期貨有限公司 RO 2 01 August 2018
CMB International Securities Limited 招銀國際證券有限公司 RE 4 27 June 2018 31 May 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 1 13 June 2018 01 August 2018
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 13 June 2018 01 August 2018
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 1 15 December 2014 28 May 2018
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RO 2 11 August 2014 28 May 2018
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 02 May 2014 15 December 2014
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 02 May 2014 11 August 2014
South China Commodities Limited 南華期貨有限公司 RO 2 24 September 2013 21 January 2014
South China Securities Limited 南華證券投資有限公司 RO 1 24 September 2013 21 January 2014
South China Commodities Limited 南華期貨有限公司 RE 2 05 July 2013 24 September 2013
South China Securities Limited 南華證券投資有限公司 RE 1 05 July 2013 24 September 2013
Celestial Commodities Limited 時富商品有限公司 RE 2 25 November 2010 15 June 2013
Celestial Securities Limited 時富證券有限公司 RE 1 25 November 2010 15 June 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 30 September 2005 07 November 2010