SFC Licences of GUO Yupeng 郭宇鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 26 April 2010 | 05 September 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 December 2009 | 25 April 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 16 February 2006 | 28 February 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 16 February 2006 | 28 February 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 16 February 2006 | 28 February 2007 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 29 August 2005 | 07 January 2006 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 29 August 2005 | 07 January 2006 |