SFC Licences of CHUM Kwan Lock, Grant 鄭君諾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RO | 4 | 05 October 2010 | 20 July 2013 |
UBS Securities Asia Limited | RE | 4 | 01 September 2005 | 05 October 2010 |