SFC Licences of CAO Jinbo 曹晋波
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Midas Capital Partners Hong Kong Limited 厚德資本有限公司 | RO | 9 | 26 November 2013 | |
Midas Capital Partners Hong Kong Limited 厚德資本有限公司 | RO | 4 | 26 November 2013 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | 30 September 2013 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 05 September 2011 | 30 September 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 25 August 2005 | 30 September 2013 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 25 August 2005 | 30 September 2013 |