SFC Licences of SHIU Yin Man, Carmen 邵燕文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| De Riva Asia Limited | RE | 2 | 01 April 2020 | |
| De Riva Asia Limited | RE | 1 | 01 April 2020 | |
| BGC Securities (Hong Kong) LLC | RE | 2 | 26 June 2008 | 31 December 2019 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 25 February 2008 | 31 December 2019 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 1 | 30 April 2007 | 14 January 2008 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 03 October 2005 | 14 January 2008 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 | RE | 1 | 03 October 2005 | 30 April 2007 |