SFC Licences of HO Ka Shun 何嘉順
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Victory Securities Company Limited 勝利證券有限公司 | RE | 9 | 08 March 2019 | 15 October 2022 |
Victory Securities Company Limited 勝利證券有限公司 | RE | 1 | 08 March 2019 | 15 October 2022 |
Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 18 May 2011 | 31 October 2011 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 18 May 2011 | 31 October 2011 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 26 August 2008 | 31 May 2009 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 18 October 2005 | 01 September 2006 |