SFC Licences of POULTON Charles Francis Campbell
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Virtu ITG Hong Kong Limited | RE | 7 | 06 November 2009 | 30 September 2021 |
| Virtu ITG Hong Kong Limited | RE | 1 | 06 November 2009 | 30 September 2021 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 04 May 2006 | 20 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 September 2005 | 20 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 05 September 2005 | 20 November 2008 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 05 September 2005 | 20 November 2008 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 05 September 2005 | 20 November 2008 |