SFC Licences of CHAN Kwok Fung, Dennis 陳國峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lego Securities Limited 力高證券有限公司 RO 1 01 August 2022
Lego Corporate Finance Limited 力高企業融資有限公司 RO 6 01 August 2022
Lego Securities Limited 力高證券有限公司 RE 1 25 May 2022 01 August 2022
Lego Corporate Finance Limited 力高企業融資有限公司 RE 6 25 May 2022 01 August 2022
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RO 6 16 November 2020 08 April 2022
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RO 4 16 November 2020 08 April 2022
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RO 1 16 November 2020 08 April 2022
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 6 14 January 2014 16 November 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 14 January 2014 16 November 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 14 January 2014 16 November 2020
Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 RE 6 12 October 2005 01 March 2009