SFC Licences of CHAN Kwok Fung, Dennis 陳國峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lego Securities Limited 力高證券有限公司 | RO | 1 | 01 August 2022 | |
Lego Corporate Finance Limited 力高企業融資有限公司 | RO | 6 | 01 August 2022 | |
Lego Securities Limited 力高證券有限公司 | RE | 1 | 25 May 2022 | 01 August 2022 |
Lego Corporate Finance Limited 力高企業融資有限公司 | RE | 6 | 25 May 2022 | 01 August 2022 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 6 | 16 November 2020 | 08 April 2022 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 4 | 16 November 2020 | 08 April 2022 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 1 | 16 November 2020 | 08 April 2022 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 6 | 14 January 2014 | 16 November 2020 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 14 January 2014 | 16 November 2020 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 14 January 2014 | 16 November 2020 |
Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 | RE | 6 | 12 October 2005 | 01 March 2009 |