SFC Licences of DONLEY Charles John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 12 October 2007 | 01 January 2010 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 12 October 2007 | 01 January 2010 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 2 | 12 April 2007 | 12 October 2007 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 1 | 12 April 2007 | 12 October 2007 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 31 August 2005 | 12 April 2007 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 31 August 2005 | 12 April 2007 |