SFC Licences of KONG Johnny Shan 江山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Welkin Capital Management (Asia) Limited 匯勤投資管理(亞洲)有限公司 | RO | 4 | 08 June 2023 | |
| Welkin Capital Management (Asia) Limited 匯勤投資管理(亞洲)有限公司 | RO | 1 | 08 June 2023 | |
| Welkin Capital Management (Asia) Limited 匯勤投資管理(亞洲)有限公司 | RO | 9 | 23 February 2016 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 31 August 2005 | 01 August 2007 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 31 August 2005 | 01 August 2007 |