SFC Licences of IP Shun Yin 葉舜賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Forthright Securities Company Limited 方德證券有限公司 RE 5 26 July 2019
Forthright Securities Company Limited 方德證券有限公司 RE 2 26 July 2019
Forthright Securities Company Limited 方德證券有限公司 RE 1 26 July 2019
Central China International Futures Company Limited 中州國際期貨有限公司 RE 5 25 October 2017 05 July 2019
Central China International Futures Company Limited 中州國際期貨有限公司 RE 2 25 October 2017 05 July 2019
Central China International Securities Co., Limited 中州國際證券有限公司 RE 1 25 October 2017 05 July 2019
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 24 May 2012 10 October 2017
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 02 February 2012 10 October 2017
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 24 October 2011 10 October 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 24 October 2011 10 October 2017
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 19 January 2010 10 October 2011
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 19 January 2010 10 October 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 03 December 2009 07 December 2009
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 03 December 2009 07 December 2009
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 31 August 2005 04 October 2005