SFC Licences of YAM Wai Tak 任偉德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Bright Point International Securities Limited 亮點國際證券有限公司	RO	1	22 August 2018
Bright Point International Futures Limited 亮點國際期貨有限公司	RO	2	16 March 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	2	07 April 2017	30 November 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	2	25 October 2016	07 April 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RO	5	30 December 2015	30 November 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RO	2	30 December 2015	30 November 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	5	05 December 2013	30 December 2015
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	2	05 December 2013	30 December 2015
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	27 March 2012	28 September 2012
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	27 March 2012	28 September 2012
SG Asset Finance (Hong Kong) Limited	RE	2	13 October 2008	31 December 2011
SG Asset Finance (Hong Kong) Limited	RE	1	13 October 2008	31 December 2011
Newedge Broker Hong Kong Limited 新際經紀香港有限公司	RE	2	17 March 2008	31 December 2011
Newedge Broker Limited 新際經紀有限公司	RE	7	17 May 2006	31 July 2009
Newedge Broker Limited 新際經紀有限公司	RE	2	15 May 2006	31 July 2009
Newedge Broker Limited 新際經紀有限公司	RE	1	15 May 2006	31 July 2009
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	03 February 2006	07 May 2006
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	03 February 2006	07 May 2006
Shun Loong Futures Limited 順隆期貨有限公司	RE	2	31 August 2005	07 May 2006
Shun Loong Securities Company Limited 順隆證券行有限公司	RE	1	31 August 2005	07 May 2006