SFC Licences of YAM Wai Tak 任偉德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Bright Point International Securities Limited 亮點國際證券有限公司
RO 1 22 August 2018
Bright Point International Futures Limited 亮點國際期貨有限公司
RO 2 16 March 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 2 07 April 2017 30 November 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 2 25 October 2016 07 April 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RO 2, 5 30 December 2015 30 November 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2, 5 05 December 2013 30 December 2015
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 27 March 2012 28 September 2012
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司
RE 2 27 March 2012 28 September 2012
SG Asset Finance (Hong Kong) Limited
RE 1, 2 13 October 2008 31 December 2011
Newedge Broker Hong Kong Limited 新際經紀香港有限公司
RE 2 17 March 2008 31 December 2011
Newedge Broker Limited 新際經紀有限公司
RE 7 17 May 2006 31 July 2009
Newedge Broker Limited 新際經紀有限公司
RE 1, 2 15 May 2006 31 July 2009
CES Commodities (HK) Limited 光證期貨(香港)有限公司
RE 2 03 February 2006 07 May 2006
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司
RE 1 03 February 2006 07 May 2006
Shun Loong Futures Limited 順隆期貨有限公司
RE 2 31 August 2005 07 May 2006
Shun Loong Securities Company Limited 順隆證券行有限公司
RE 1 31 August 2005 07 May 2006