SFC Licences of YIM Heung To 嚴香桃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
City Credit Capital (HK) Limited (trading as CIX Markets) | RO | 3 | 23 October 2015 | 28 February 2017 |
City Credit Capital (HK) Limited (trading as CIX Markets) | RE | 3 | 10 December 2012 | 23 October 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 July 2010 | 11 May 2011 |
FT Securities Limited 富通證券有限公司 | RE | 5 | 15 September 2006 | 29 June 2010 |
FT Securities Limited 富通證券有限公司 | RE | 2 | 13 September 2006 | 29 June 2010 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 13 September 2006 | 29 June 2010 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 31 August 2005 | 01 September 2006 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 31 August 2005 | 01 September 2006 |