SFC Licences of WONG Chi Ming 黃志明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	6	23 March 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	4	23 March 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	23 March 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	6	12 February 2020	23 March 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	12 February 2020	23 March 2020
China Industrial Securities International Capital Limited 興證國際融資有限公司	RO	6	26 February 2018	17 January 2020
China Industrial Securities International Capital Limited 興證國際融資有限公司	RE	1	12 December 2017	17 January 2020
China Industrial Securities International Capital Limited 興證國際融資有限公司	RE	6	12 December 2017	26 February 2018
TC Capital International Limited 天財資本國際有限公司	RO	6	25 February 2016	01 December 2017
TC Capital International Limited 天財資本國際有限公司	RE	1	25 February 2016	01 December 2017
Fortune Financial Capital Limited 富強金融資本有限公司	RO	6	28 November 2014	22 November 2015
Fortune Financial Capital Limited 富強金融資本有限公司	RE	6	15 October 2014	28 November 2014
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司	RE	6	24 August 2011	06 October 2014
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	6	03 March 2010	13 July 2011
Kingsway Capital Limited 滙富融資有限公司	RE	6	03 March 2010	13 July 2011
FDB Financial Group Limited 灃展金融集團有限公司	RO	6	29 October 2008	22 January 2010
FDB Financial Group Limited 灃展金融集團有限公司	RE	4	02 May 2008	22 January 2010
FDB Financial Group Limited 灃展金融集團有限公司	RE	9	04 October 2007	22 January 2010
FDB Financial Group Limited 灃展金融集團有限公司	RE	6	14 May 2007	29 October 2008
Platinum Securities Company Limited 百德能證券有限公司	RE	1	01 December 2006	02 March 2007
Platinum Securities Company Limited 百德能證券有限公司	RE	6	31 October 2006	02 March 2007
FDB Financial Group Limited 灃展金融集團有限公司	RE	6	05 September 2005	11 October 2006