SFC Licences of CHEN Nam Tik 陳南迪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 29 November 2007 | 14 October 2008 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 6 | 06 September 2005 | 02 August 2006 |