Licences of SFC licenceholder AML156 WAN Lap Kei 尹立基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RE 1, 4, 6 24 June 2019
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司
RE 2, 5 01 March 2018 06 June 2019
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司
RE 1 10 July 2013 01 October 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 6 09 February 2010 15 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 1 14 December 2007 15 January 2013
Barclays Capital Asia Limited 巴克萊亞洲有限公司
RE 1 01 September 2005 20 November 2007