SFC Licences of WAN Lap Kei 尹立基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 6 | 24 June 2019 | 23 January 2024 |
Merrill Lynch Far East Limited | RE | 4 | 24 June 2019 | 23 January 2024 |
Merrill Lynch Far East Limited | RE | 1 | 24 June 2019 | 23 January 2024 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 24 June 2019 | 23 January 2024 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 June 2019 | 23 January 2024 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 June 2019 | 23 January 2024 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 5 | 01 March 2018 | 06 June 2019 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 2 | 01 March 2018 | 06 June 2019 |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 10 July 2013 | 01 October 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 09 February 2010 | 15 January 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 14 December 2007 | 15 January 2013 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 01 September 2005 | 20 November 2007 |