SFC Licences of TOH Sor Peng
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 September 2005 | 30 June 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 05 September 2005 | 30 June 2006 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 05 September 2005 | 30 June 2006 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 05 September 2005 | 30 June 2006 |