SFC Licences of HSIAO Ka Li 蕭嘉莉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
JMC Capital International Limited 富喬鑫國際投資有限公司	RO	4	02 January 2024	26 February 2024
JMC Capital International Limited 富喬鑫國際投資有限公司	RO	1	02 January 2024	26 February 2024
JMC Capital HK Limited 富喬鑫資本(香港)有限公司	RO	4	02 January 2024	26 February 2024
JMC Capital HK Limited 富喬鑫資本(香港)有限公司	RO	1	02 January 2024	26 February 2024
JMC Capital International Limited 富喬鑫國際投資有限公司	RE	5	03 October 2023	26 February 2024
JMC Capital International Limited 富喬鑫國際投資有限公司	RE	2	03 October 2023	26 February 2024
JMC Capital HK Limited 富喬鑫資本(香港)有限公司	RE	9	03 October 2023	26 February 2024
JMC Capital International Limited 富喬鑫國際投資有限公司	RE	4	04 September 2023	02 January 2024
JMC Capital International Limited 富喬鑫國際投資有限公司	RE	1	04 September 2023	02 January 2024
JMC Capital HK Limited 富喬鑫資本(香港)有限公司	RE	4	04 September 2023	02 January 2024
JMC Capital HK Limited 富喬鑫資本(香港)有限公司	RE	1	04 September 2023	02 January 2024
Central China International Securities Co., Limited 中州國際證券有限公司	RE	4	06 June 2022	28 August 2023
Central China International Securities Co., Limited 中州國際證券有限公司	RE	1	06 June 2022	28 August 2023
CCB International Securities Limited 建銀國際證券有限公司	RE	4	21 January 2016	29 April 2022
CCB International Securities Limited 建銀國際證券有限公司	RE	1	21 January 2016	29 April 2022
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司	RE	2	16 December 2014	09 January 2016
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	1	16 December 2014	09 January 2016
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	28 January 2008	01 December 2014
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	04 December 2007	01 December 2014
OnePlatform Asset Management Limited 環一資產管理有限公司	RE	4	20 October 2005	01 August 2007