SFC Licences of YAU Hoe Kiat, Patrick 姚和吉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 25 July 2019 03 August 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 04 January 2019 21 January 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 04 December 2018 17 December 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 08 June 2018 15 June 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 19 April 2018 28 April 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 29 January 2018 03 February 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 05 December 2017 09 December 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 21 February 2017 25 February 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 24 November 2016 04 December 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 21 July 2016 01 August 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 22 February 2016 26 February 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 07 January 2016 16 January 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 19 November 2015 27 November 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 13 July 2015 15 August 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 19 January 2015 30 January 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 06 November 2014 14 November 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 18 August 2014 01 September 2014
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 13 October 2005 23 September 2010