SFC Licences of DORE James Anthony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RO | 9 | 18 August 2021 | ||
| RE | 9 | 15 March 2021 | 18 August 2021 | |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 04 December 2013 | 12 June 2014 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 11 August 2008 | 30 November 2012 |
| Macquarie Asia Securities Limited | RE | 2 | 13 August 2007 | 12 June 2014 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 09 October 2006 | 24 April 2009 |
| Investec Asia Limited | RO | 1 | 16 May 2006 | 08 September 2006 |
| Investec Asia Limited | RE | 1 | 04 April 2006 | 16 May 2006 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 | RE | 1 | 12 September 2005 | 01 April 2006 |