SFC Licences of SETO Kong Yiu, Elvis 司徒光耀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Po Sang Securities Limited 寶生證券有限公司 RE 4 18 January 2019 08 July 2019
Po Sang Securities Limited 寶生證券有限公司 RE 2 18 January 2019 08 July 2019
Po Sang Securities Limited 寶生證券有限公司 RE 1 18 January 2019 08 July 2019
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 28 June 2018 30 December 2018
Celestial Commodities Limited 時富商品有限公司 RE 2 28 June 2018 30 December 2018
Celestial Securities Limited 時富證券有限公司 RE 1 28 June 2018 30 December 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 4 04 October 2011 06 May 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 30 April 2008 06 May 2016
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 25 October 2005 06 May 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 08 September 2005 06 May 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 08 September 2005 06 May 2016