SFC Licences of LAM Ka Nok, Kevin 林嘉諾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 20 December 2007 | 01 March 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 December 2007 | 01 March 2010 |
UBS Securities Asia Limited | RE | 4 | 01 November 2006 | 01 November 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 May 2006 | 14 October 2006 |
Sinofortune Financial Capital Limited 華億金融融資有限公司 | RE | 6 | 13 September 2005 | 14 October 2005 |